5.10  Is your Firm an IFPRU or BIPRU Investment Firm?


If 'Yes' then in accordance with IFPRU 2.2 and BIPRU 2.2 you are required to develop and maintain an Internal Capital Adequacy Assessment Process (ICAAP). Please tick the boxes to confimr you have comiled the following requirements.

      , we have an ICAAP and have written evidence.


      , the level of Capital we hold is consistent with our risk      profile and stategy.

      We are an exempt IFPRU commodity Firm and an exempt BIPRU commodity firm.

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